Location

Portland, Maine 04101

Benefits

Retirement
Bonus based on performance
Company parties
Dental insurance
Flexible schedule
Health insurance
Opportunity for advancement
Training and development
Vision insurance

Join the Prudential Wealth Management Team, powered by LPL Financial

A strategic partnership between Prudential and LPL Financial blends Prudential’s leading insurance and annuities with LPL’s dominant investment platform. The result is a platform that helps you serve clients more effectively and grow your business faster.

About Prudential

Founded in 1875, Prudential Financial is a Fortune 100 company with a trusted reputation for helping individuals and institutions secure their financial futures. Prudential offers a wide range of services, including insurance, investment management, and retirement planning, and is known for delivering quality solutions and superior service to clients and financial professionals alike.

About LPL Financial

As the nation’s largest independent broker-dealer, LPL Financial supports advisors with advanced technology and a broad set of non-proprietary investment solutions. LPL enables financial professionals to tailor offerings to clients, providing the tools, resources, and support needed to scale their businesses in today’s dynamic financial landscape.

Meet Our Leaders

Rich Marooney, Managing Director: Rich brings 28 years of industry experience and joined Prudential six years ago after serving as a Center Manager at UPS in Connecticut. His move into financial services was driven by a personal commitment to help families prepare for events such as death or disability after the loss of his oldest son, Ryan. Outside work, Rich enjoys golf, and his son James plays professional hockey with the Adirondack Thunder, an ECHL affiliate of the NJ Devils. Rich’s other sons, Cody and Joey, played NCAA Division 1 hockey at the University of Alabama Huntsville and the University of Minnesota. Follow this link to meet Rich on LinkedIn: https://www.linkedin.com/in/richardmarooney/

Andrew Grande, Regional Director: Andrew brings over a decade of industry experience and leads a growing practice across Massachusetts. Before Prudential, he worked at Northwestern Mutual and New York Life, earning the 2021 Career Success Award and ranking #5 nationally for Rookie Partner of the Year. He recruited 14 advisors with a 91% first-year retention rate and exceeded his performance target by 240%. Previously, Andrew owned a top-performing Allstate Insurance agency, ranked #1 in Massachusetts for customer satisfaction. He holds a B.A. in Economics from UMass Dartmouth and was a four-year starter on the football team. Andrew lives in Kingston, MA with his wife and three daughters and enjoys golfing, hockey, and supporting the Patriots. Follow this link to meet Andrew on LinkedIn: https://www.linkedin.com/in/andrewcgrande/

Jennifer Craig, Regional Director and Financial Planner: Jennifer Craig, RICP, has progressed from financial advisor to Regional Director at Prudential Advisors since joining in 2010. She founded L.I.F.T. (Ladies in Finance, Together), a program that empowers female financial advisors using the NE W model, focusing on identifying individual strengths. As a member of the Women’s Program Planning Council and the DEI Advisory Council, Jennifer helps shape initiatives that promote diversity and inclusion. A champion for women in leadership, she mentors others and builds networks through efforts like the Her Story Podcast and Prudential’s Women’s Table Talk Series. Her leadership earned her a qualifying membership in the Million Dollar Round Table in 2023. Jennifer inspires women to thrive in finance and leadership roles. Follow this link to meet Jennifer on LinkedIn: https://www.linkedin.com/in/jenniferlynncraig/

What You’ll Experience

A Smooth Transition: LPL’s extensive experience ensures that most of your clients’ assets will transfer with minimal paperwork; 98% of accounts can move without requiring client signatures.
Comprehensive Resources: Access industry leading tools, back office support, and business development services, enabling you to focus on helping clients.
Customizable Offerings: Continue offering Prudential’s life insurance and annuities while leveraging LPL’s open architecture for a broader range of investment solutions.
Endless Growth Potential: Expand your client base, acquire books of business, or diversify services with abundant opportunities for growth.

The Ideal Candidate

Experienced Advisor: You have an established financial services practice and want to expand your offerings and elevate your business.
Client-Focused: You deliver personalized, value-driven solutions tailored to each client’s goals.
Growth-Oriented: You are eager to leverage Prudential and LPL’s resources to scale your business.

Licenses and Certifications

Series 7
Series 66
Life/Health Insurance License

Compensation and Benefits

Competitive pay structure with performance-based bonuses
Access to exclusive leads and business development programs at no cost
Robust back-office support and administrative resources
Industry-leading technology and investment platforms
Flexible work options: office, remote, or hybrid
Comprehensive benefits package, including health, dental, and vision insurance
Retirement benefits, including a 401(k) with matching contributions and pension enhancements

Join Us Today

For financial professionals who have built a practice and are looking to elevate it further, this is the right opportunity to leverage the strengths of Prudential’s brand and LPL’s technology to grow your business and better serve your clients. With seamless transitions, comprehensive support, and a commitment to your success, Prudential and LPL provide everything you need to thrive.

Disclosure Statement

During the formal interview process, candidates will be introduced to the national financial services firm and broker-dealer designations that support this role. All business activities will align with the appropriate regulatory frameworks and firms behind this opportunity. Flexible work from home options available.

Experienced Financial Advisor

Job Description